SBU Compliance Rewiew Officer

DUTIES & RESPONSIBILITIES:

• Provide support to Team Lead, SBU Compliance Monitoring for compliance monitoring plan across the Strategic Business Units
• Assist in the review of the framework for ensuring prompt report renditions to regulatory authorities
• Assist in responding to regulatory enquiries and examination reports relating to the activities of Strategic business Units
• Continuous monitoring of the adherence to the Compliance policies, applicable legal and regulatory standards, and assisting in enforcement as needed on SBUs
• Escalate recurring compliance issues/breaches to the Team Lead, Strategic Business Units Compliance monitoring on monthly/quarterly for further follow-up and resolution escalation.
• Carry out and prepare investigations reports as the detects of the compliance activities demands.
• Participating in Compliance Risk Assessment workshop carried out by Compliance Conduct and Advisory Unit
• Carry out spot checks to test the effectiveness of processes/procedures put in place to ensure compliance with applicable laws, regulations and best practices
• Perform other duties and responsibilities as may be assigned

JOB REQUIREMENTS

Education

▪ First degree (or equivalent) in Law, Banking & Finance or related discipline

Experience

▪ A minimum of 3 years’ experience working in compliance or related areas in financial services

▪ Experience of implementing and advising on compliance programmes. 

Location: Lagos

How to Apply: Interested and qualified candidates should apply using the Employer's Link. 

Step in with confidence, speak with clarity, and let your excellence shine through. We’re rooting for you every step of the way, go make it happen! 🚀 – The Thrive Team